Dbs Investment Advisers, Llc
- Regulatory AUM
- $280M
- Discretionary
- $280M
- Clients
- 591
- Avg AUM / client
- $474K
- Accounts
- 973
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Feb 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 488 | $50.2M | 17.9% |
| High net worth individuals | 35 | $107M | 38.1% |
| Pension and profit sharing plans | 68 | $123M | 44.0% |
| Corporations and other businesses | Fewer than 5 clients | $136K | 0.05% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Theodore Christopher Schumann | Chief Compliance Officer/Member | CFP | Dec 2016 (10y) | 75% or more |
| Jeffrey John Brink | Registered representative | May 2020 (6y) | ||
| Nina Shaw | Registered representative | CFA | Nov 2024 (2y) | |
| Regan Lyn Duperon | Registered representative | Mar 2025 (1y) | ||
| Mark Peter Adams | Registered representative | CFP | May 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • SHARE IN THIRD PARTY ADVISORY FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $168M (60% of AUM) Feb 2026
- Ascensus Trust Company $74.7M (27% of AUM) Feb 2026
- Sentinel Benefits $54.3M (31% of AUM) Mar 2022
- Charles Schwab & Co. $24.6M (9% of AUM) Feb 2026
- Great West Life And Annuity Insurance Company $3.5M (2% of AUM) Jan 2025
- Lincoln National Corporation $3.2M (1% of AUM) Jan 2025
- Capital Group/American Funds $2.1M (1% of AUM) Jan 2025
- John Hancock Funds, Llc $936K (0% of AUM) Jan 2025
- Newport Trust Company $379K (0% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗