Roble, Belko And Company, Inc.
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 248
- Avg AUM / client
- $6.3M
- Accounts
- 1,146
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 83 | $15.7M | 1.01% |
| High net worth individuals | 150 | $1.3B | 85.6% |
| Charitable organizations | 10 | $171M | 11.0% |
| Corporations and other businesses | 5 | $36.6M | 2.36% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger William Roble | President | Apr 2000 (26y) | 50% – 75% | |
| William Thomas Belko | Principal, Chief Investment Officer | CFP CFA | Apr 2000 (26y) | 50% – 75% |
| Doughty, Colleen, Elizabeth | Chief Compliance Officer | Jan 2013 (14y) | Less than 5% | |
| Anthony John Carrino | Registered representative | CFP Chartered Financial Consultant | Mar 2005 (21y) | |
| Keith James Wander | Registered representative | CFA | Mar 2015 (11y) | |
| Ryan Patrick Lacey | Registered representative | CFP | Mar 2015 (11y) | |
| Mario J Posteraro | Registered representative | CFP | Sep 2018 (8y) | |
| Nicholas Ian Cavanaugh | Registered representative | Jun 2021 (5y) | ||
| Jacqueline Ann Cannella | Registered representative | CFP | Mar 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.5B (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗