Pca Investment Advisory Services, Inc.
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 123475
· SEC file 801-67369
· Cincinnati, OH
· www.pca401k.com
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ADV data as of Jul 21, 2026
- Regulatory AUM
- $4.3B
- Discretionary
- $2.3B
- Clients
- 1,175
- Avg AUM / client
- $3.7M
- Accounts
- 2,187
- Employees
- 15
AUM over time
$389M
$4.3B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 623 | $184M | 4.26% |
| High net worth individuals | 249 | $762M | 17.7% |
| Pension and profit sharing plans | 292 | $3.4B | 77.9% |
| Corporations and other businesses | 11 | $8.2M | 0.19% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eckerle, James, Robert | President | Dec 2002 (24y) | 10% – 25% | |
| Seitz, Karen, Ann | Director | Dec 2002 (24y) | Less than 5% | |
| Thomas Edward Seitz | Chief Executive Officer | Dec 2002 (24y) | 50% – 75% | |
| Justin Edward Seitz | Vice President | CFP | Mar 2010 (16y) | 10% – 25% |
| Zachary Michael Burns | Executive Vice President Investments | Mar 2010 (16y) | 10% – 25% | |
| Mark Anthony Janszen | Vice President Wealth Management | CFP | Nov 2011 (15y) | 10% – 25% |
| Seth Robert Priestle | Vice President | CFP | Apr 2014 (12y) | 5% – 10% |
| Green, Leslie, Ann | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Mark Dennis Holly | Registered representative | Mar 2010 (16y) | ||
| Timothy Mark O'conner | Registered representative | Apr 2016 (10y) | ||
| Justin August Dornbach | Registered representative | Aug 2020 (6y) | ||
| Matthew David Mullins | Registered representative | Feb 2022 (4y) | ||
| Carrie Amanda Lucas | Registered representative | Apr 2024 (2y) |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (42)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Rumpke Consolidated Companies, Inc. & Affiliates Defined Benefit Pension Plan | Rumpke Consolidated Companies, Inc. | 511 | $81.1M | 07/01/2024 |
| Vonlehman & Co., Inc. Employee's Savings Plan | Vonlehman & Company, Inc. | 0 | $0 | 01/01/2024 |
| Mazak Employee Shared Savings Plan | Mazak Corporation | 867 | $181M | 01/01/2024 |
| Sunesis Construction Company Retirement Savings Plan | Sunesis Construction Company | 187 | $28.7M | 01/01/2024 |
| Storopack, Inc. 401(k) Savings Plan | Storopack, Inc. | 428 | $39.9M | 01/01/2024 |
| Sunesis Environmental Retirement Savings Plan | Sunesis Environmental, Llc | 183 | $3.0M | 01/01/2024 |
| Rumpke 401(k) Retirement Plan | Rumpke Consolidated Companies, Inc. | 3,628 | $173M | 01/01/2024 |
| A & P Technology, Inc 401(k) Plan | A & P Technology, Inc. | 154 | $14.8M | 01/01/2024 |
| Universal Pure 401(k) Plan | Universal Pure Holdings, Llc | 1,032 | $6.5M | 01/01/2024 |
| Cohen Holdings, Inc. Profit Sharing 401(k) Plan And Trust | Cohen Holdings, Inc. | 313 | $20.6M | 01/01/2024 |
| Keplr Vision 401(k) Plan | Imperial Optical Midco Inc. | 2,840 | $83.0M | 01/01/2024 |
| Artisanal Brewing Ventures 401(k) Plan | Craft Revolution, Llc Dba Artisanal Brewing Ventures | 799 | $21.2M | 01/01/2024 |
| Ripple Junction Design Co., Inc. 401(k) Profit Sharing Plan | Ripple Junction Design Co., Inc. | 98 | $15.4M | 01/01/2024 |
| Saec/Kinetic Vision, Inc. Retirement Plan | Saec/Kinetic Vision, Inc. | 129 | $14.0M | 01/01/2024 |
| Prestress Services Industries, Llc 401(k) Plan | Prestress Services Industries, Llc | 178 | $12.5M | 01/01/2024 |
| South Central Bank 401(k) Plan | South Central Bank, Inc. | 273 | $18.6M | 01/01/2024 |
| School Outfitters, Llc 401(k) Retirement Plan | School Outfitters, Llc | 169 | $16.3M | 01/01/2024 |
| Mcci 401(k) Plan | Mcci, Llc | 173 | $7.1M | 01/01/2024 |
| Union Savings Bank 401(k) Plan | Union Savings Bank | 523 | $44.5M | 01/01/2024 |
| Sjh Retirement Plan | St. Joseph Infant & Maternity Home Dba St. Joseph Home Of Cincinnati | 238 | $4.2M | 01/01/2024 |
| Bgr, Inc. 401(k) Profit Sharing Plan | Bgr, Inc. | 195 | $17.6M | 01/01/2024 |
| Czarnowski Display Service, Inc. 401(k) Plan | Czarnowski Display Service, Inc. | 1,133 | $65.8M | 01/01/2024 |
| Butler County Community Health Consortium, Inc. 401(k) Plan | Butler County Community Health Consortium, Inc. | 290 | $8.5M | 01/01/2024 |
| United Radio, Inc. 401(k) Plan | United Radio, Inc. | 383 | $31.2M | 01/01/2024 |
| R.A. Jones & Co. Inc. Company Funded Defined Benefit Plan | R.A Jones & Co. Inc. | 59 | $12.6M | 01/01/2024 |
Top 25 of 42 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • MUTUAL FUND REIMBURSEMENTS (SUB TA FEE)
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $2.0B (47% of AUM) Mar 2026
- Charles Schwab & Co. $1.5B (34% of AUM) Mar 2026
- Matrix Trust Company $485M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗