AUMdb

Empirical Research Partners Llc

State-registered Broker-Dealer (Dually Registered) CRD 123520 · New York`, NY · www.linkedin.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
26

People (18)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Aimo Berg Registered representative Aug 2023 (3y)
Brendan John Haley Registered representative Aug 2023 (3y)
Daniel Troup Ramaroson Registered representative Aug 2023 (3y)
Denis Robert Hurley Registered representative Aug 2023 (3y)
John Michael Cunningham Registered representative Aug 2023 (3y)
John Michael Gavin Registered representative Aug 2023 (3y)
Jacob Gorelick Registered representative Aug 2023 (3y)
Kenneth Charles Lafreniere Registered representative Aug 2023 (3y)
Laura Louise Asker Registered representative Aug 2023 (3y)
Longying Zhao Registered representative CFA Aug 2023 (3y)
Michael Lewis Goldstein Registered representative Aug 2023 (3y)
Nicole Rae Price Registered representative Aug 2023 (3y)
Richard Samuel Derose Registered representative CFA Aug 2023 (3y)
Rochester Hayden Cahan Registered representative CFA Aug 2023 (3y)
Sungsoo Yang Registered representative CFA Aug 2023 (3y)
Wesley Adam Sapp Registered representative Aug 2023 (3y)
Yi Liu Registered representative Aug 2023 (3y)
Yu Bai Registered representative CFA Aug 2023 (3y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Other fees
  • SEE SCHEDULE D - MISCELLANEOUS FOR EXPLANATION.

Services

  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗