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Private Fund Manager · Small ($100M–$1B)
CRD 123546
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ADV data as of Jun 18, 2025
- Regulatory AUM
- $812M
- Discretionary
- $812M
- Clients
- 7
- Avg AUM / client
- $116M
- Accounts
- 7
- Employees
- 14
AUM over time
$600M
$2.6B
Mar 29, 2012
Jun 18, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 18, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $202M | 24.9% |
| Pooled investment vehicles (non-investment companies) | 4 | $503M | 61.9% |
| State or municipal government entities | 1 | $39.1M | 4.81% |
| Insurance companies | 1 | $68.0M | 8.37% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $107M (13% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2025.