The Social Equity Group, Inc.
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Duncan John Meaney | President, Secretary, Treasurer, (10.2006) Chief Compliance Officer | Feb 1992 (35y) | 75% or more | |
| Ron Freund | Vice President, Director Of Asset Allocation | Jun 2000 (26y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Status: Final Summary: THE CALIFORNIA DEPARTMENT OF CORPORATIONS INITIATED AN ACTION IN MARCH 2003 REGARDING MR. MEANEY'S WORK WITH FINANCIAL WEST GROUP(FWG), ALLEGING FAILURE TO MAINTAIN ADEQUATE BOOKS AND RECORDS AND FAILURE TO FILE AN ANNUAL REPORT. THE MATTER WAS SETTLED 11.19.2004 WITH AN ORDER AND A MONETARY FINE.
Allegations: THE BANK ACCOUNT ESTABLISHED FOR A PRIVATE PLACEMENT PRIOR TO IMPOUND WAS NOT A PROPER ESCROW ACCOUNT. Status: Final Sanction Detail: FINANCIAL WEST GROUP & D. MEANEY SHARED JOINTLY A FINE OF $2500 WHICH WAS PAID 1/2 AND 1/2 RESPECTIVELY. Summary: D. MEANEY WAS NOT DIRECTLY HANDLING THE BANK ACCOUNT; A NON-MEMBER WAS DOING SO. THE BANK OFFICER WITH WHOM D. MEANEY SPOKE MISUNDERSTOOD WHAT WAS MEANT BY AN ESCROW ACCOUNT, STATED THE BANK OFFERED ESCROW ACCOUNTS AND THAT THE ACCOUNT WOULD BE AN ESCROW ACCOUNT. IT WAS NOT.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Hourly charges
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗