Capstone Capital Llc
- Regulatory AUM
- $408M
- Discretionary
- $408M
- Clients
- 200
- Avg AUM / client
- $2.0M
- Accounts
- 551
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 106 | $49.1M | 12.0% |
| High net worth individuals | 92 | $309M | 75.5% |
| Banking or thrift institutions | 1 | $48.7M | 11.9% |
| Charitable organizations | 1 | $2.2M | 0.53% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ronald Kay Leavitt | Principal | Apr 2009 (17y) | ≈ 37.5% – 75% via Leavitt Holdings Llc | |
| Adam Moroni Dawson | Principal / Chief Compliance Officer | CFP | May 2016 (10y) | ≈ 18.75% – 50% via Dawson Holdings Llc |
| Adam Mc Nitt Cress | Registered representative | Apr 2024 (2y) | ||
| Adam Moisson Corrie | Registered representative | Jul 2025 (1y) | ||
| Eric Edgar Sorenson | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Leavitt Holdings Llc | Owner | Dec 2021 | A | 50% – 75% |
| Dawson Holdings Llc | Owner | Dec 2021 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ronald Kay Leavitt: 75% – 100% of Leavitt Holdings Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Adam Moroni Dawson: 75% – 100% of Dawson Holdings Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 960 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $408M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗