Regal Advisory Services, Inc.
- Regulatory AUM
- $121M
- Discretionary
- $64.4M
- Clients
- 274
- Avg AUM / client
- $443K
- Accounts
- 274
- Employees
- 25
AUM over time
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 224 | $46.1M | 38.0% |
| High net worth individuals | 45 | $49.1M | 40.4% |
| Corporations and other businesses | 5 | $26.2M | 21.6% |
People (26)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Bokios | Shareholder | Apr 2001 (25y) | ≈ 18.75% – 50% via Bokios 2012 Dynasty Trust | |
| Skaiste Aksomitaite | Secretary / Treasurer | Dec 2005 (21y) | Less than 5% | |
| Bokios, Victoria, Theadora | Trustee | Dec 2012 (14y) | Less than 5% | |
| Joseph, Basil, George | Cco | Oct 2024 (2y) | Less than 5% | |
| Robert Paul Green | Registered representative | Apr 2007 (19y) | ||
| Steven Maier Smith | Registered representative | Jul 2007 (19y) | ||
| David George Garcia | Registered representative | Jun 2010 (16y) | ||
| John Reyna | Registered representative | Sep 2010 (16y) | ||
| Jerry Wayne Ludwig | Registered representative | Jul 2012 (14y) | ||
| Marilyn P Carter Hogan | Registered representative | Aug 2012 (14y) | ||
| Scott Kendall Branson | Registered representative | Aug 2012 (14y) | ||
| Jeffry Scott Livingston | Registered representative | Apr 2014 (12y) | ||
| Gregory Scott Knight | Registered representative | Jan 2015 (12y) | ||
| Kevin John Stemberger | Registered representative | Mar 2015 (11y) | ||
| Arthur Dennis Frasca | Registered representative | Apr 2015 (11y) | ||
| Steven Mark Grabarczyk | Registered representative | Jun 2016 (10y) | ||
| John Vance Kloster | Registered representative | Aug 2016 (10y) | ||
| Keith Joseph Mcgrath | Registered representative | Jul 2017 (9y) | ||
| Christos Athanasios Oakley | Registered representative | Jan 2018 (9y) | ||
| Ross Furman | Registered representative | Aug 2020 (6y) | ||
| Timothy Joseph Taschler | Registered representative | Oct 2022 (4y) | ||
| Michael Gerard Hickey | Registered representative | Oct 2023 (3y) | ||
| Mark Coverdale | Registered representative | Jun 2024 (2y) | ||
| George James Carroll | Registered representative | Oct 2024 (2y) | ||
| Scott Ervin Goerner | Registered representative | Sep 2025 (1y) | ||
| James Francis Madigan | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bokios 2012 Dynasty Trust | Shareholder | Dec 2012 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- George Bokios: 75% – 100% of Bokios 2012 Dynasty Trust × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- RBC $102M (84% of AUM) Mar 2026
- Hilltop Securities Inc. $19.7M (16% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗