Neal Financial Group, L.P.
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ADV data as of Aug 16, 2023
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 6
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Glenn Neal | Registered representative | CFP | Mar 2003 (23y) | |
| Marie Antoinette Navarre | Registered representative | CFP | Mar 2003 (23y) | |
| James Calhoun Keys | Registered representative | Chartered Financial Consultant | Jan 2004 (23y) | |
| Steven Martin Ruderman | Registered representative | CFP | Nov 2009 (17y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 08/16/2023 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 16, 2023.
View current Form ADV (SEC/IAPD) ↗