Cooper/Haims Advisors, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 526
- Avg AUM / client
- $2.2M
- Accounts
- 1,640
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 06, 2026
Investments (13F portfolio — 103 positions, $212,495,344)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | EMRG MKTEQ ETF | $34,772,494 | 1,055,311 | 16.4% | 3.02% |
| 2 | Vanguard Intl Equity Index F | FTSE EUROPE ETF | $23,359,816 | 283,390 | 11.0% | 2.03% |
| 3 | Ishares Tr | CORE S&P500 ETF | $18,265,101 | 27,962 | 8.6% | 1.58% |
| 4 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $15,234,562 | 323,589 | 7.17% | 1.32% |
| 5 | Ishares Tr | GLOBAL REIT ETF | $14,819,006 | 589,225 | 6.97% | 1.29% |
| 6 | Schwab Strategic Tr | US LRG CAP ETF | $10,813,860 | 421,757 | 5.09% | 0.94% |
| 7 | Vanguard Charlotte Fds | TOTAL INT BD ETF | $9,494,647 | 197,599 | 4.47% | 0.82% |
| 8 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $8,075,861 | 161,873 | 3.8% | 0.7% |
| 9 | Paychex Inc | COM | $7,240,264 | 78,596 | 3.41% | 0.63% |
| 10 | Apple Inc | COM | $5,830,562 | 22,974 | 2.74% | 0.51% |
| 11 | Dimensional Etf Trust | GLOBAL REAL EST | $4,063,798 | 152,889 | 1.91% | 0.35% |
| 12 | Vanguard Index Fds | S&P 500 ETF SHS | $3,867,679 | 6,473 | 1.82% | 0.34% |
| 13 | Schwab Strategic Tr | US AGGREGATE B | $3,355,939 | 144,528 | 1.58% | 0.29% |
| 14 | State Str Spdr S&P 500 Etf T | TR UNIT | $2,825,784 | 4,345 | 1.33% | 0.25% |
| 15 | Amazon Com Inc | COM | $2,458,836 | 11,806 | 1.16% | 0.21% |
| 16 | Microsoft Corp | COM | $2,425,268 | 6,552 | 1.14% | 0.21% |
| 17 | Schwab Strategic Tr | US LCAP GR ETF | $1,995,909 | 68,517 | 0.94% | 0.17% |
| 18 | Nvidia Corporation | COM | $1,993,766 | 11,432 | 0.94% | 0.17% |
| 19 | American Centy Etf Tr | US EQT ETF | $1,564,793 | 14,074 | 0.74% | 0.14% |
| 20 | Schwab Strategic Tr | US SML CAP ETF | $1,403,930 | 48,278 | 0.66% | 0.12% |
| 21 | Vanguard Specialized Funds | DIV APP ETF | $1,308,855 | 6,086 | 0.62% | 0.11% |
| 22 | Jpmorgan Chase & Co | COM | $1,269,075 | 4,314 | 0.6% | 0.11% |
| 23 | Schwab Strategic Tr | INTL EQTY ETF | $1,232,506 | 49,798 | 0.58% | 0.11% |
| 24 | Chevron Corporation | COM | $1,184,123 | 5,723 | 0.56% | 0.1% |
| 25 | Caterpillar Inc | COM | $1,152,529 | 1,627 | 0.54% | 0.1% |
Top 25 of 103 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 226 | $83.2M | 7.22% |
| High net worth individuals | 292 | $1.0B | 89.5% |
| Charitable organizations | 4 | $12.5M | 1.08% |
| Corporations and other businesses | 4 | $25.3M | 2.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Lechase Companies 401(k) Salary Savings Trust Lechase Construction Services, Llc | 2024 | |
| Pike Companies Limited 401(k) Savings And Profit Sharing Plan Pike Construction Services, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Thomas Bentley | Division Manager | CFP | Oct 2019 (7y) | Less than 5% |
| Joelle Lauren Donahoe | Chief Compliance Officer | Mar 2021 (5y) | Less than 5% | |
| Brian Scott Roes | Registered representative | CFP | Apr 2021 (5y) | |
| Daniel Norris Jones | Registered representative | CFP Personal Financial Specialist | Apr 2021 (5y) | |
| Andrea Marie Ells | Registered representative | CFP CFA | Apr 2021 (5y) | |
| Andrew Xian Wong | Registered representative | CFP | Apr 2021 (5y) | |
| Dean Matthew Hutchinson | Registered representative | CFP | Apr 2021 (5y) | |
| Jared Haims | Registered representative | CFP | Apr 2021 (5y) | |
| Benjamin William Owens | Registered representative | CFP | Oct 2021 (5y) | |
| Matthew Ryan Kelley | Registered representative | CFA | Apr 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Esl Investment Services, Llc | Sole Member | Oct 2019 | A | 75% or more |
| Esl Federal Credit Union | Owner | Apr 2001 | B | ≈ 56.25% – 100% via Esl Investment Services, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Esl Federal Credit Union: 75% – 100% of Esl Investment Services, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lechase Companies 401(k) Salary Savings Trust | Lechase Construction Services, Llc | 547 | $101M | 01/01/2024 |
| Pike Companies Limited 401(k) Savings And Profit Sharing Plan | Pike Construction Services, Inc. | 344 | $76.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/06/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (100% of AUM) Apr 2026
- SEI Private Trust $51.4M (12% of AUM) Nov 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.
View current Form ADV (SEC/IAPD) ↗