Dopkins Wealth Management, Llc
- Regulatory AUM
- $717M
- Discretionary
- $714M
- Clients
- 312
- Avg AUM / client
- $2.3M
- Accounts
- 312
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 149 | $32.6M | 4.55% |
| High net worth individuals | 140 | $650M | 90.7% |
| Pension and profit sharing plans | 7 | $6.2M | 0.86% |
| Charitable organizations | 5 | $2.2M | 0.3% |
| Corporations and other businesses | 11 | $25.7M | 3.58% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Employer Services Corporation's 401(k) Retirement Plan Employer Services Corporation | 2024 | |
| Gypsum Systems Management 401(k) Plan Gypsum Systems Management, Inc. | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Raymond Emmerling | Managing Member | CFP | Jan 1999 (28y) | 25% – 50% |
| Jackson, Lynn, Alice | Chief Compliance Officer | Dec 2009 (17y) | Less than 5% | |
| Urban, Gregory, Joseph | Member | Sep 2017 (9y) | 10% – 25% | |
| Nigro, Albert, Angelo | Member | Sep 2018 (8y) | 10% – 25% | |
| Mc Gloin, Bartholomew, Francis | Member | Sep 2019 (7y) | 10% – 25% | |
| Reading, Andrew, John | Member | Sep 2023 (3y) | 5% – 10% | |
| Emmerling, Thomas, Joseph | Member | Apr 2024 (2y) | 5% – 10% | |
| Craig Raymond Cirbus | Registered representative | Apr 2021 (5y) | ||
| Chad Robert Oconnell | Registered representative | Apr 2021 (5y) | ||
| Robert Allen Canterbury | Registered representative | Aug 2023 (3y) | ||
| Treg Alexander Lewis | Registered representative | Feb 2025 (1y) | ||
| Aidan Alexander Hart | Registered representative | May 2026 (0y) | ||
| Kevin Monheim | Registered representative | CFA | Jun 2026 (0y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Employer Services Corporation's 401(k) Retirement Plan | Employer Services Corporation | 3,039 | $134M | 01/01/2024 |
| Gypsum Systems Management 401(k) Plan | Gypsum Systems Management, Inc. | 129 | $16.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 976 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $646M (90% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗