Independent Wealth Management, Llc
- Regulatory AUM
- $203M
- Discretionary
- $184M
- Clients
- 176
- Avg AUM / client
- $1.2M
- Accounts
- 510
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 115 | $47.3M | 23.3% |
| High net worth individuals | 61 | $155M | 76.5% |
| Charitable organizations | Fewer than 5 clients | $409K | 0.2% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Michael Fisher | Managing Member | CFP | Mar 1998 (28y) | 25% – 50% |
| Scott C Hackney | Member, Chief Compliance Officer | CFP | Jan 2009 (18y) | 25% – 50% |
| Jay Brant Berger | Member | CFP | Feb 2010 (17y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SOLICITOR FEES FOR ASSETS MANAGED BY OTHER INVESTMENT ADVISORS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $198M (98% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗