Kay Investments, Inc.
- Regulatory AUM
- $67.9M
- Discretionary
- $53.4M
- Clients
- 66
- Avg AUM / client
- $1.0M
- Accounts
- 178
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 46 | $16.2M | 23.9% |
| High net worth individuals | 20 | $44.4M | 65.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $7.3M | 10.7% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2015 · $6.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Kay Income Partners L.P. | Other Private Fund | New York | $6.7M | 1 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Darrell Joseph Kay | President / Chief Compliance Officer | Apr 2000 (26y) | 10% – 25% | |
| Kay, Alice, Buckley | Shareholder | Apr 2000 (26y) | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $6.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Kay Income Partners L.P. | Other Private Fund | $6.7M | $25.0K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $65.9M (97% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗