Bartley Financial Advisors, Llc
- Regulatory AUM
- $152M
- Discretionary
- $126M
- Clients
- 98
- Avg AUM / client
- $1.5M
- Accounts
- 497
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 52 | $32.9M | 21.7% |
| High net worth individuals | 46 | $109M | 72.0% |
| Pension and profit sharing plans | Fewer than 5 | $6.7M | 4.44% |
| Charitable organizations | Fewer than 5 | $2.6M | 1.69% |
| Corporations and other businesses | Fewer than 5 | $266K | 0.18% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Charles Bartley | Managing Member And Chief Compliance Officer | CFP | Sep 2000 (26y) | 75% or more |
| Bartley, Kaitlyn, Marie | Member | Jun 2022 (4y) | ≈ 2.5% – 12.5% via Srkmks Investment, Llc | |
| Bartley, Keirra, Shae | Member | Jun 2022 (4y) | ≈ 2.5% – 12.5% via Srkmks Investment, Llc | |
| Bartley, Shane, Robert | Member | Jun 2022 (4y) | ≈ 2.5% – 12.5% via Srkmks Investment, Llc | |
| Daisia Marie Mc Crae | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Robert C. Bartley Trust | Member | May 2018 | A | 75% or more |
| Srkmks Investment, Llc | Member | Jun 2022 | A | 10% – 25% |
Estimated effective ownership (look-through of filed bands):
- Bartley, Kaitlyn, Marie: 25% – 50% of Srkmks Investment, Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
- Bartley, Keirra, Shae: 25% – 50% of Srkmks Investment, Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
- Bartley, Shane, Robert: 25% – 50% of Srkmks Investment, Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 998 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $88.8M (59% of AUM) Jul 2026
- Charles Schwab & Co. $37.3M (25% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗