Gem Asset Management, Llc
- Regulatory AUM
- $628M
- Discretionary
- $628M
- Clients
- 506
- Avg AUM / client
- $1.2M
- Accounts
- 1,359
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 107 positions, $226,627,579)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Sysco Corp | COM | $29,461,610 | 413,033 | 13.0% | 4.69% |
| 2 | Dimensional Etf Trust | US EQUITY MARKET | $16,536,731 | 233,207 | 7.3% | 2.63% |
| 3 | State Str Spdr S&P 500 Etf T | TR UNIT | $14,698,239 | 22,601 | 6.49% | 2.34% |
| 4 | Dimensional Etf Trust | INTL CORE EQT MK | $11,754,107 | 301,697 | 5.19% | 1.87% |
| 5 | Dimensional Etf Trust | US SMALL CAP ETF | $9,448,494 | 132,834 | 4.17% | 1.5% |
| 6 | Dimensional Etf Trust | EMGR CRE EQT MNG | $7,898,288 | 233,263 | 3.49% | 1.26% |
| 7 | Dimensional Etf Trust | US CORE EQT MKT | $6,698,735 | 148,465 | 2.96% | 1.07% |
| 8 | Dimensional Etf Trust | US MKTWIDE VALUE | $6,177,090 | 127,468 | 2.73% | 0.98% |
| 9 | Vanguard Scottsdale Fds | VNG RUS1000GRW | $6,114,748 | 55,746 | 2.7% | 0.97% |
| 10 | Dimensional Etf Trust | US CORE EQUITY 2 | $5,753,811 | 148,065 | 2.54% | 0.92% |
| 11 | Dimensional Etf Trust | US LARGE CAP VAL | $5,514,516 | 154,425 | 2.43% | 0.88% |
| 12 | Ishares Tr | US SML CAP EQT | $5,314,817 | 70,404 | 2.35% | 0.85% |
| 13 | Apple Inc | COM | $5,314,284 | 20,940 | 2.34% | 0.85% |
| 14 | Dimensional Etf Trust | WORLD EX US CORE | $5,271,477 | 155,180 | 2.33% | 0.84% |
| 15 | Dimensional Etf Trust | US HIGH PROFITAB | $5,236,182 | 142,442 | 2.31% | 0.83% |
| 16 | Dimensional Etf Trust | INTL CORE EQUITY | $5,147,045 | 144,865 | 2.27% | 0.82% |
| 17 | Microsoft Corp | COM | $3,775,699 | 10,200 | 1.67% | 0.6% |
| 18 | Ishares Tr | CORE S&P MCP ETF | $3,715,807 | 55,025 | 1.64% | 0.59% |
| 19 | American Centy Etf Tr | DIVERSIFIED MU | $3,605,250 | 72,033 | 1.59% | 0.57% |
| 20 | Vanguard Index Fds | MID CAP ETF | $3,421,690 | 11,915 | 1.51% | 0.54% |
| 21 | Vanguard Index Fds | S&P 500 ETF SHS | $3,338,323 | 5,587 | 1.47% | 0.53% |
| 22 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $2,970,393 | 15,477 | 1.31% | 0.47% |
| 23 | Dimensional Etf Trust | NATL MUN BD ETF | $2,926,615 | 61,060 | 1.29% | 0.47% |
| 24 | Ishares Tr | RUSSELL 2000 ETF | $2,702,903 | 10,899 | 1.19% | 0.43% |
| 25 | Spdr Series Trust | STATE STREET SPD | $2,576,149 | 85,672 | 1.14% | 0.41% |
Top 25 of 107 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 395 | $153M | 24.4% |
| High net worth individuals | 95 | $397M | 63.2% |
| Charitable organizations | 16 | $76.3M | 12.1% |
| Corporations and other businesses | 0 | $2.0M | 0.32% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steve Edward Alexandrowski | Managing Member, Chief Compliance Officer | CFP | Nov 2001 (25y) | 50% – 75% |
| Steven Timothy Story | Member | Jul 2003 (23y) | 50% – 75% | |
| Lisa Marie Carey | Registered representative | CFP | Jan 2018 (9y) | |
| Bradley Owen Hoekstra | Registered representative | Nov 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $613M (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗