Asco Financial Group, Inc.
- Regulatory AUM
- $173M
- Discretionary
- $0
- Clients
- 61
- Avg AUM / client
- $2.8M
- Accounts
- 63
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | Fewer than 5 clients | $2.5M | 1.43% |
| State or municipal government entities | 61 | $171M | 98.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jerome Joseph Mchale | President, Chief Compliance Officer, Treasurer | Apr 2013 (13y) | 50% – 75% | |
| Williamson, Maria, A | Corporate Secretary | Oct 2022 (4y) | 25% – 50% | |
| Donald Paul Williamson | Registered representative | Jun 2009 (17y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 951 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $69.5M (40% of AUM) Mar 2026
- Sei Investments Distribution Co. $35.3M (20% of AUM) Mar 2026
- John Hancock Distributors Llc $32.1M (19% of AUM) Mar 2026
- Nationwide Trust Company $31.5M (18% of AUM) Mar 2026
- Sphinx Trading, Lp $7.6M (4% of AUM) Oct 2022
- Symetra Securities, Inc. $4.5M (3% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗