AUMdb

M.D. Sass Macquarie Financial Strategies Management Company, Llc

SEC-registered Private Fund Manager · Boutique (under $100M) CRD 124506 · SEC file 801-62585 · New York, NY · WWW.MDSASS.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$8.3M
Discretionary
$8.3M
Clients
2
Avg AUM / client
$4.2M
Accounts
2
Employees
6

AUM over time

$8.3M $273M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 2 $8.3M 100.0%

Private funds (2)

Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $30.9M combined gross assets

FundTypeDomicileGross assetsOwners
M.D. Sass Macquarie Financial Strategies, Lp Private Equity Fund Delaware $21.3M 86
M.D. Sass Macquarie Financial Strategies Investment Vehicle, Llc Private Equity Fund Delaware $9.6M 5

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Lamle, Hugh, Roy Member Apr 2002 (24y) ≈ 12.5% – 37.5% via M.D. Sass Financial Holdings, Llc
Sass, Martin, Douglas Chairman, Chief Executive Officer, Director Apr 2002 (24y) ≈ 12.5% – 37.5% via M.D. Sass Financial Holdings, Llc
Shenfeld, Steven, Alan Member Apr 2002 (24y) ≈ 7.5% – 25% via Weathervane Capital Partners, Llc
Liu, Bobby Chief Operating Officer, General Counsel, Chief Compliance Officer Aug 2006 (20y) Less than 5%
Friedman, Sam, Harris Chief Financial Officer & Director Dec 2019 (7y) Less than 5%
Conway, Graeme Director Aug 2022 (4y) Less than 5%
Hooke, James, Royce Murray Director Aug 2022 (4y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
M.D. Sass Financial Holdings, Llc Member Apr 2002 A 25% – 50%
Macquarie Holdings (Usa), Inc. Member Aug 2006 A 25% – 50%
Weathervane Capital Partners, Llc Member Apr 2002 A 10% – 25%
Macquarie Group Limited Owner Feb 2007 B 75% or more of Macquarie Financial Holdings Pty Limited (indirect)
Macquarie Equities (Us) Holding Pty Limited Owner Jan 2014 B 75% or more of Macquarie Holdings (Usa) Inc. (indirect)
Macquarie Corporate International Holdings Pty Limited Owner Feb 2007 B 75% or more of Macquarie Group (Us) Holdings No.1 Pty Limited (indirect)
Macquarie Group (Us) Holdings No.1 Pty Ltd. Owner Apr 2007 B 75% or more of Macquarie Equities (Us) Holdings Pty Limited (indirect)
Macquarie Financial Holdings Pty Limited Owner Nov 2007 B 75% or more of Macquarie Corporate Holdings Pty Limited (indirect)
Macquarie Corporate Holdings Pty Limited Owner Nov 2007 B 75% or more of Macquarie Corporate International Holdings Pty Ltd (indirect)
M.D. Sass, Inc. Managing Member Apr 2002 B GP / trustee / elected manager of M.D. Sass Financial Holdings, Llc (indirect)

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Lamle, Hugh, Roy: 50% – 75% of M.D. Sass Financial Holdings, Llc × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
  • Sass, Martin, Douglas: 50% – 75% of M.D. Sass Financial Holdings, Llc × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
  • Shenfeld, Steven, Alan: 75% – 100% of Weathervane Capital Partners, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (2, $30.9M gross assets)

FundTypeGross assetsMin. investmentOwners
M.D. Sass Macquarie Financial Strategies, Lp Private Equity Fund $21.3M $5.0M 86
M.D. Sass Macquarie Financial Strategies Investment Vehicle, Llc Private Equity Fund $9.6M $250K 5

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.53 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗