Svb Asset Management
- Regulatory AUM
- $32.3B
- Discretionary
- $32.3B
- Clients
- 458
- Avg AUM / client
- $70.6M
- Accounts
- 458
- Employees
- 24
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 1 | $1.5M | 0.0% |
| Insurance companies | 3 | $39.4M | 0.12% |
| Corporations and other businesses | 454 | $32.3B | 99.9% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stevenson, William | Director | Mar 2020 (6y) | Less than 5% | |
| Kao, Patricia, Chienfang | President, Ceo And Director | Oct 2020 (6y) | Less than 5% | |
| Idol, Michael, Wade | Anti Money Laundering Officer | Jan 2023 (4y) | Less than 5% | |
| Harris, Cherie, Tanika | Chief Compliance Officer | Jul 2023 (3y) | Less than 5% | |
| Bristow, Peter, Mcdonald | Director | Mar 2024 (2y) | Less than 5% | |
| Ward, Jeff, Michael | Director | Mar 2024 (2y) | Less than 5% | |
| Young, Michael, Robert | Director | Mar 2024 (2y) | Less than 5% | |
| Nanci Meyer Fastre | Registered representative | Feb 2006 (20y) | ||
| Michael John Ingoglia | Registered representative | Feb 2006 (20y) | ||
| Nancy H Trieu | Registered representative | Nov 2010 (16y) | ||
| Quyen The Nguyen | Registered representative | May 2014 (12y) | ||
| Anthony Paul Vicari | Registered representative | Mar 2019 (7y) | ||
| Ashley Lynn Dunning | Registered representative | Dec 2022 (4y) | ||
| T Iiffany Mah Mac Lean | Registered representative | Aug 2025 (1y) | ||
| Arianne Frances Green | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| First Citizens Bank & Trust Company | Parent | Mar 2023 | A | 75% or more |
| First Citizens Bancshares, Inc. | 100% Owner | Mar 2023 | B | ≈ 56.25% – 100% via First Citizens Bank & Trust Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- First Citizens Bancshares, Inc.: 75% – 100% of First Citizens Bank & Trust Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • MONEY MARKET FUND REVENUE SHARING FEES
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bank $32.1B (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗