Providence Financial Advisors, Llc
- Regulatory AUM
- $428M
- Discretionary
- $426M
- Clients
- 186
- Avg AUM / client
- $2.3M
- Accounts
- 559
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 117 | $37.3M | 8.71% |
| High net worth individuals | 58 | $147M | 34.3% |
| Charitable organizations | 11 | $217M | 50.6% |
| Other investment advisers | Fewer than 5 clients | $27.2M | 6.36% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Thomas Cox | President/Cco | CFA | Jan 2003 (24y) | 75% or more |
| Mark Joseph Donaldson | Managing Director | CFA | Sep 2008 (18y) | Less than 5% |
| Steven Thomas Cox | Registered representative | Aug 2019 (7y) | ||
| Evan Matthew Lange | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PROJECT BASIS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $277M (65% of AUM) Feb 2026
- Fidelity Brokerage Services $150M (35% of AUM) Feb 2026
- Encore Bank $42.3M (10% of AUM) Oct 2024
- Cross First Bank $41.6M (10% of AUM) Oct 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗