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Wealth Manager · Boutique (under $100M)
CRD 124888
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ADV data as of Jan 09, 2026
- Regulatory AUM
- $32.0M
- Discretionary
- $31.8M
- Clients
- 35
- Avg AUM / client
- $915K
- Accounts
- 85
- Employees
- 1
AUM over time
$26.9M
$35.4M
Jan 11, 2017
Jan 9, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14 | $5.4M | 17.0% |
| High net worth individuals | 16 | $25.2M | 78.6% |
| Pension and profit sharing plans | 5 | $1.4M | 4.4% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 09, 2026.