The Wealth Advisory Team, Llc
- Regulatory AUM
- $147M
- Discretionary
- $145M
- Clients
- 170
- Avg AUM / client
- $865K
- Accounts
- 533
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 128 | $46.7M | 31.8% |
| High net worth individuals | 41 | $91.0M | 61.9% |
| Charitable organizations | 1 | $9.3M | 6.33% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mackey Miriam Mcneill | President/Ceo/Cco/Managing Member | Personal Financial Specialist | Jan 2003 (24y) | 75% or more |
| Andrew James Pulsfort | Director Of Personal Services | CFP | Jan 2017 (10y) | 10% – 25% |
| John P Nunan | Registered representative | Jan 2025 (2y) | ||
| Anjana Batra | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO OBTAIN WRITTEN ADVISORY CONTRACTS FOR SOME CLIENTS. MACKEY ADVISORS CPAS, AN AFFILIATE USED ADVERTISING THAT INCLUDED TESTIMONIALS THAT COULD BE MISINTERPRETED AS TESTIMONIALS OF THE INVESTMENT ADVISER. Status: Final Sanction Detail: $2000 FINE ASSESSMENT. Summary: INVESTMENT ADVISER NOW HAS WRITTEN ADVISORY CONTRACTS FOR ALL CLIENTS INVESTMENT ADVISER UNDERWENT RE-BRANDING TO FURTHER DISTINGUISH IT SEPARATELY FROM ITS AFFILIATED CPA FIRM. THE CPA FIRM NOW ALSO INCLUDES DETAILS ON ALL ADVERTISING NOTING THE INFORMATION IS SOLELY SPECIFIC TO THE CPA FIRM.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $127M (86% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗