Meyer Gates Financial Advisors, Inc
- Regulatory AUM
- $169M
- Discretionary
- $169M
- Clients
- 177
- Avg AUM / client
- $953K
- Accounts
- 448
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 137 | $46.8M | 27.7% |
| High net worth individuals | 40 | $122M | 72.3% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Michael Meyer | Chief Executive Officer/Treasurer | Jan 2016 (11y) | ≈ 37.5% – 75% via Meyer Gates Holding Company | |
| Joseph William Gates | Chief Compliance Officer/Secretary | Nov 2018 (8y) | ≈ 37.5% – 75% via Meyer Gates Holding Company | |
| Michael Patrick Moloney | Registered representative | CFP | Dec 2009 (17y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Meyer Gates Holding Company | Owner | Sep 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Douglas Michael Meyer: 50% – 75% of Meyer Gates Holding Company × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Joseph William Gates: 50% – 75% of Meyer Gates Holding Company × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 965 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $90.7M (54% of AUM) Apr 2026
- TD Ameritrade $690K (0% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗