Mws Capital Consultants Llc
- Regulatory AUM
- $194M
- Discretionary
- $186M
- Clients
- 142
- Avg AUM / client
- $1.4M
- Accounts
- 449
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Feb 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $15.9M | 8.21% |
| High net worth individuals | 59 | $152M | 78.7% |
| Pension and profit sharing plans | 12 | $14.8M | 7.63% |
| Corporations and other businesses | 6 | $10.7M | 5.5% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Wayne Shapiro | Chief Compliance Officer | Jan 2003 (24y) | 75% or more | |
| William James Alt | Registered representative | Oct 2020 (6y) | ||
| Beth Mary Smyth | Registered representative | Jun 2025 (1y) | ||
| Ryan William Hartung | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/18/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Institutional Wealth Services $186M (96% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.
View current Form ADV (SEC/IAPD) ↗