Compass Financial Group, Inc.
- Regulatory AUM
- $430M
- Discretionary
- $430M
- Clients
- 120
- Avg AUM / client
- $3.6M
- Accounts
- 431
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Investments (13F portfolio — 47 positions, $221,766,517)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | I Shares Core S&P 500 Etf | COM | $30,083,587 | 46,055 | 13.6% | 7.0% |
| 2 | I Shares Russell 3000 Etf | COM | $18,793,847 | 50,701 | 8.47% | 4.37% |
| 3 | Ishares Russell 1000 Growth Etf | COM | $14,987,960 | 35,150 | 6.76% | 3.49% |
| 4 | Power Shares Ftse Rafi Us 1000 Portfolio | COM | $12,461,891 | 262,190 | 5.62% | 2.9% |
| 5 | Janus Henderson Aaa Clo Etf | COM | $10,601,827 | 210,479 | 4.78% | 2.47% |
| 6 | Vanguard Total Stock Market Etf | COM | $10,071,188 | 31,393 | 4.54% | 2.34% |
| 7 | Spdr Portfolio S&P 500 Growth Etf | COM | $9,031,904 | 92,247 | 4.07% | 2.1% |
| 8 | Dimensional Emerging Core Equity Market Etf | COM | $8,355,666 | 246,771 | 3.77% | 1.94% |
| 9 | Innovator Us Small Cap Power Buffer Etf | COM | $8,160,539 | 240,533 | 3.68% | 1.9% |
| 10 | Dimensional National Municipal Bond Etf | COM | $7,926,759 | 165,382 | 3.57% | 1.84% |
| 11 | Dimensional International Value Etf | COM | $7,149,420 | 135,457 | 3.22% | 1.66% |
| 12 | Vanguard Ftse Developed Markets Etf | COM | $6,782,740 | 105,848 | 3.06% | 1.58% |
| 13 | I Shares Barclays 7 10 Year Treasury Bonds | COM | $6,502,995 | 68,137 | 2.93% | 1.51% |
| 14 | Capital Group Core Plus Income Etf | COM | $6,444,487 | 288,473 | 2.91% | 1.5% |
| 15 | State Street Spdr S&P 500 Etf | COM | $4,174,798 | 54,544 | 1.88% | 0.97% |
| 16 | I Shares Gold Trust | COM | $3,732,606 | 42,339 | 1.68% | 0.87% |
| 17 | Dimensional Large Cap Value Etf | COM | $3,459,263 | 96,871 | 1.56% | 0.8% |
| 18 | Spdr Portfolio Total Stock Market Etf | COM | $3,392,544 | 42,911 | 1.53% | 0.79% |
| 19 | Jp Morgan Ultra Short Income Etf | COM | $3,327,000 | 65,738 | 1.5% | 0.77% |
| 20 | Jp Morgan Active Bond Etf | COM | $3,139,146 | 58,381 | 1.42% | 0.73% |
| 21 | I Shares Core U.S. Aggregate Bond Etf | COM | $3,014,334 | 30,365 | 1.36% | 0.7% |
| 22 | Pimco Enhanced Short Maturity Active Etf | COM | $2,744,656 | 27,291 | 1.24% | 0.64% |
| 23 | I Shares Mbs Etf | COM | $2,452,179 | 25,826 | 1.11% | 0.57% |
| 24 | Pimco 0 5 Year High Yield Corporate Bond Index | COM | $2,427,352 | 26,025 | 1.09% | 0.56% |
| 25 | Vanguard Emerging Market Bond Etf | COM | $2,376,664 | 36,180 | 1.07% | 0.55% |
Top 25 of 47 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $22.0M | 5.12% |
| High net worth individuals | 87 | $408M | 94.9% |
| Corporations and other businesses | 0 | $0 | — |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jay Lesing Shein | Vice President / Co Chief Investment Officer | CFP | Oct 1984 (42y) | Less than 5% |
| Shein, Val | Secretary/Treasurer | Jun 1990 (36y) | Less than 5% | |
| Blair Charles Shein | President / Ceo / Cco | CFP CFA | Feb 2003 (24y) | 75% or more |
| Stacey Lynn Beverley | Registered representative | Apr 2020 (6y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $406M (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗