Wimmer Associates I, Llc
- Regulatory AUM
- $476M
- Discretionary
- $468M
- Clients
- 143
- Avg AUM / client
- $3.3M
- Accounts
- 151
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 31 | $17.1M | 3.6% |
| High net worth individuals | 112 | $440M | 92.5% |
| Charitable organizations | Fewer than 5 clients | $8.3M | 1.74% |
| Corporations and other businesses | Fewer than 5 clients | $2.0M | 0.43% |
| Other | Fewer than 5 clients | $8.2M | 1.72% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Katherine Jones Wimmer | President | Chartered Investment Counselor | Jan 2003 (24y) | 50% – 75% |
| Wimmer, Warren, Robert | Member | Jan 2003 (24y) | 25% – 50% | |
| Kenney, Kathryn, Burke | Vice President, Chief Compliance Officer | Mar 2006 (20y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $215M (45% of AUM) Apr 2026
- National Financial Services (Fidelity) $45.7M (10% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗