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Wealth Manager · Small ($100M–$1B)
CRD 125553
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ADV data as of May 19, 2025
- Regulatory AUM
- $747M
- Discretionary
- $747M
- Clients
- 217
- Avg AUM / client
- $3.4M
- Accounts
- 928
- Employees
- 9
AUM over time
$161M
$747M
Dec 23, 2011
May 19, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of May 19, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 48 | $27.4M | 3.67% |
| High net worth individuals | 169 | $717M | 96.0% |
| Corporations and other businesses | Fewer than 5 | $2.5M | 0.34% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $537M (72% of AUM) May 2025
- Charles Schwab & Co. $210M (28% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2025.