TC
Tarte, Conrad Anthony
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 125638
·
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ADV data as of Mar 14, 2025
- Regulatory AUM
- $32.1M
- Discretionary
- $0
- Clients
- 127
- Avg AUM / client
- $253K
- Accounts
- 127
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 104 | $21.1M | 65.7% |
| High net worth individuals | 23 | $11.0M | 34.3% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/14/2025 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Market timing services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 14, 2025.
View current Form ADV (SEC/IAPD) ↗