AUMdb
MC

Mast Capital Management, Llc

State-registered Investment Adviser CRD 125669 · SEC file 802-117555 ·
☆ Save with Pro ADV data as of Mar 28, 2021
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees

AUM over time

$168M $1.6B
Mar 23, 2012 Mar 25, 2019

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2021

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Mar 2021 · $7.9M combined gross assets

FundTypeDomicileGross assetsOwners
Mast Admiral Fund, L.P. master Hedge Fund Delaware $7.9M 3

People (1)

NameRole / titleCredentialsWith firm sinceOwnership
Steinberg, David, Joseph Chief Compliance Officer, Chief Investment Officer, Founding Partner And Managing Member Of Mast Capital Management, Llc Aug 2013 (13y) 75% or more

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Dyal Capital Partners (A) Lp Member Of Mast Capital Management, Llc Jun 2012 A 10% – 25%
Dyal Europe Holdings Limited Member Of Mast Capital Management Ia Holdings, Llc Aug 2017 A 10% – 25%
Nb Alternatives Gp Holdings Llc Managing Member Feb 2010 B 75% or more of Nb Dyal Gp Holdings Llc (indirect)
Nb Alternatives Holdings Llc Managing Member Feb 2010 B 75% or more of Nb Alternatives Gp Holdings Llc (indirect)
Neuberger Berman Group Llc Managing Member Feb 2010 B 75% or more of Nb Alternatives Holdings Llc (indirect)
Nb Dyal Associates Lp General Partner Feb 2010 B GP / trustee / elected manager of Dyal Capital Partners (A) Lp And Dyal Capital Partners (B) Lp (indirect)
Nb Dyal Gp Holdings Llc General Partner Feb 2010 B GP / trustee / elected manager of Nb Dyal Associates Lp (indirect)

Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $7.9M gross assets)

FundTypeGross assetsMin. investmentOwners
Mast Admiral Fund, L.P. Hedge Fund $7.9M $1.0M 3

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/28/2021 623 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

Not reported.

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2021.

View current Form ADV (SEC/IAPD) ↗