Rb Capital Management, Llc
- Regulatory AUM
- $931M
- Discretionary
- $931M
- Clients
- 648
- Avg AUM / client
- $1.4M
- Accounts
- 1,534
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 438 | $266M | 28.5% |
| High net worth individuals | 198 | $614M | 65.9% |
| Pension and profit sharing plans | 12 | $49.5M | 5.32% |
| State or municipal government entities | Fewer than 5 clients | $622K | 0.07% |
| Corporations and other businesses | Fewer than 5 clients | $1.2M | 0.13% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert William Ballan | Managing Member | Apr 2000 (26y) | 75% or more | |
| Shawn Derek Young | Chief Compliance Officer/Chief Operating Officer | Jan 2016 (11y) | Less than 5% | |
| Craig Crofton Frieders | Registered representative | Jan 2016 (11y) | ||
| John Grant Mullen | Registered representative | Jan 2016 (11y) | ||
| Robert John Leiphart | Registered representative | CFP | Jan 2016 (11y) | |
| John Eugene Marty | Registered representative | Apr 2016 (10y) | ||
| Gary Scott De Mera | Registered representative | Jun 2016 (10y) | ||
| Jonathan Patrick Donahue | Registered representative | Feb 2018 (8y) | ||
| Willington Tai Fong | Registered representative | Mar 2018 (8y) | ||
| Steven Alan Ocheltree | Registered representative | Jul 2020 (6y) | ||
| Justin Michael Sloan | Registered representative | CFP CFA | May 2022 (4y) | |
| Kent Allen Johnson | Registered representative | CFP | Jun 2023 (3y) | |
| John Philip Bankovitch | Registered representative | Dec 2024 (2y) | ||
| Carl Howard Demartini | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 965 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Pershing $581M (62% of AUM) Mar 2026
- Charles Schwab & Co. $282M (30% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗