The Mustico Financial Group, Inc.
- Regulatory AUM
- $317M
- Discretionary
- $311M
- Clients
- 460
- Avg AUM / client
- $688K
- Accounts
- 466
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 391 | $164M | 51.7% |
| High net worth individuals | 69 | $151M | 47.7% |
| Charitable organizations | Fewer than 5 clients | $452K | 0.14% |
| Corporations and other businesses | Fewer than 5 clients | $1.4M | 0.44% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael William Mustico | President / Chief Compliance Officer | May 2002 (24y) | 75% or more | |
| Damien Andrew Mustico | Registered representative | Jun 2020 (6y) | ||
| Xavier Raymond Mustico | Registered representative | CFP | Jul 2020 (6y) | |
| Elizabeth Grace Mustico | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/20/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $216M (68% of AUM) Jan 2026
- Fidelity Brokerage Services $36.0M (11% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 20, 2026.
View current Form ADV (SEC/IAPD) ↗