AUMdb

Highland Financial Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 125838 · SEC file 801-64369 · Wayne, NJ · youtube.com
☆ Save with Pro ADV data as of Jun 01, 2026
Regulatory AUM
$640M
Discretionary
$640M
Clients
361
Avg AUM / client
$1.8M
Accounts
1,151
Employees
12

AUM over time

$137M $640M
Mar 15, 2012 Jun 1, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 01, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 189 $70.7M 11.0%
High net worth individuals 139 $510M 79.7%
Pension and profit sharing plans 33 $56.0M 8.75%
Charitable organizations Fewer than 5 clients $3.2M 0.5%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Reed Charles Fraasa Managing Member, Chief Compliance Officer CFP Aug 1996 (30y) 75% or more
Edward J Leach Member CFP Mar 2018 (8y) 10% – 25%
Anna Marie Mock Member CFP Dec 2018 (8y) 5% – 10%
Gary Henry Hirsh Registered representative CFP Nov 2021 (5y)
Joseph Vincent Goldy Registered representative CFP Jul 2022 (4y)
Sean Patrick Gallagher Registered representative CFP Jul 2025 (1y)
Joey Kenneth Casolaro Registered representative CFP Jul 2025 (1y)
Lonniece Mc Donald Registered representative CFP May 2026 (0y)

Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/01/2026 1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.

View current Form ADV (SEC/IAPD) ↗