BA
Burt Asset Management, Inc.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 125967
· SEC file 801-132486
·
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ADV data as of May 14, 2026
- Regulatory AUM
- $117M
- Discretionary
- $117M
- Clients
- 75
- Avg AUM / client
- $1.6M
- Accounts
- 184
- Employees
- 1
AUM over time
$107M
$117M
Mar 21, 2025
May 14, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of May 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 54 | $19.4M | 16.6% |
| High net worth individuals | 21 | $92.9M | 79.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.6M | 3.96% |
| Corporations and other businesses | Fewer than 5 clients | $0 | — |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 851 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $1.7M (1% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2026.
View current Form ADV (SEC/IAPD) ↗