Caruso Mclean & Co., Inc.
- Regulatory AUM
- $282M
- Discretionary
- $22.3M
- Clients
- 125
- Avg AUM / client
- $2.3M
- Accounts
- 182
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $3.9M | 1.37% |
| High net worth individuals | 76 | $142M | 50.6% |
| Pension and profit sharing plans | 18 | $58.5M | 20.8% |
| Charitable organizations | 3 | $34.7M | 12.3% |
| Corporations and other businesses | 5 | $42.2M | 15.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Community Wellness Partners, Inc. 403(b) Plan Community Wellness Partners, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Bruce Mclean | Ceo, President, Cfo | Mar 1988 (38y) | 75% or more | |
| Stephen Louis Caruso | Chief Compliance Officer | Jan 2011 (16y) | Less than 5% | |
| David B Hamlin | Registered representative | CFP | Jul 2021 (5y) | |
| Kevin W Conway | Registered representative | Jul 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Community Wellness Partners, Inc. 403(b) Plan | Community Wellness Partners, Inc. | 605 | $11.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 932 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗