Richard Young Associates, Ltd.
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 1,940
- Avg AUM / client
- $616K
- Accounts
- 5,023
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,608 | $453M | 37.9% |
| High net worth individuals | 332 | $735M | 61.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $6.9M | 0.58% |
| Charitable organizations | Fewer than 5 clients | $256K | 0.02% |
| Corporations and other businesses | Fewer than 5 clients | $333K | 0.03% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Walter Stephen Marbert | President/Chief Compliance Officer | CFP | Jul 2002 (24y) | 50% – 75% |
| Marbert, Kathryn, O. | Member/Shareholder | May 2008 (18y) | 25% – 50% | |
| John Randolph Travis | Registered representative | Jun 2010 (16y) | ||
| John Matthew Travis | Registered representative | CFP | May 2018 (8y) | |
| Ryan Neal Borders | Registered representative | Jan 2019 (8y) | ||
| Zachary L Albanese | Registered representative | Feb 2021 (5y) | ||
| Abigail Marbert Gibson | Registered representative | Aug 2023 (3y) | ||
| Justin David Folsom | Registered representative | Dec 2023 (3y) | ||
| Joshua Stephen Marbert | Registered representative | Oct 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 892 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (98% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.
View current Form ADV (SEC/IAPD) ↗