Dcm Advisors, Llc
- Regulatory AUM
- $261M
- Discretionary
- $261M
- Clients
- 51
- Avg AUM / client
- $5.1M
- Accounts
- 51
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 34 | $7.8M | 2.99% |
| High net worth individuals | 8 | $17.2M | 6.62% |
| Investment companies | 1 | $123M | 47.1% |
| Pension and profit sharing plans | 6 | $112M | 43.0% |
| Corporations and other businesses | 2 | $886K | 0.34% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Operative Plasterers & Cement Masons Officers & Employees Pension Fund Operative Plasterers & Cement Masons Off & Emp Pension Fund Trste | 2024 | |
| Banco Popular De Puerto Rico Retirement Plan Banco Popular De Puerto Rico | 2024 | |
| Banco Popular De Pr Tax Qualified Ret. Restoration Plan Banco Popular De Puerto Rico | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Grossman, Glenn, Andrew | Chief Executive Officer, Managing Member | Jan 2007 (20y) | ≈ 18.75% – 50% via Dinosaur Group Holdings, Llc | |
| Grossman, Elliot, S | Managing Director | Apr 2022 (4y) | Less than 5% | |
| Giorgio, Anthony, Joseph | Chief Compliance Officer / Chief Operating Officer | Aug 2023 (3y) | Less than 5% | |
| Mauro W Calderon | Registered representative | CFA | Sep 2024 (2y) | |
| Mei Wang Davidson | Registered representative | Jun 2025 (1y) | ||
| Yisroel Moshe Hochman | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dinosaur Group Holdings, Llc | Owner | Jan 2007 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Grossman, Glenn, Andrew: 25% – 50% of Dinosaur Group Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Operative Plasterers & Cement Masons Officers & Employees Pension Fund | Operative Plasterers & Cement Masons Off & Emp Pension Fund Trste | 325 | $109M | 01/01/2024 |
| Banco Popular De Puerto Rico Retirement Plan | Banco Popular De Puerto Rico | 1,733 | $607M | 01/01/2024 |
| Banco Popular De Pr Tax Qualified Ret. Restoration Plan | Banco Popular De Puerto Rico | 6 | — | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- First Hawaiian Bank $85.0M (33% of AUM) Mar 2026
- State Street $50.1M (12% of AUM) Jan 2023
- Charles Schwab & Co. $25.0M (10% of AUM) Mar 2026
- Fiduciary Trust Company International $18.4M (5% of AUM) May 2024
- Fidelity Institutional $16.7M (5% of AUM) May 2024
- Bank Of Labor $13.7M (5% of AUM) Mar 2026
- Morgan Stanley $10.9M (5% of AUM) Oct 2025
- U.S. Bank $9.1M (4% of AUM) Oct 2025
- RBC $737K (0% of AUM) Oct 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗