FI
Fortress Investment Advisory, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 126303
· Clarkesville, GA
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ADV data as of Oct 05, 2021
- Regulatory AUM
- $8.5M
- Discretionary
- $0
- Clients
- 20
- Avg AUM / client
- $425K
- Accounts
- 20
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 17 | $5.0M | 58.8% |
| Pension and profit sharing plans | 2 | $2.8M | 32.9% |
| Corporations and other businesses | 1 | $700K | 8.24% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 10/05/2021 | 924 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $8.5M (100% of AUM) Oct 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 05, 2021.
View current Form ADV (SEC/IAPD) ↗