Ajf Capital Management, Inc.
- Regulatory AUM
- $179M
- Discretionary
- $179M
- Clients
- 313
- Avg AUM / client
- $570K
- Accounts
- 540
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 183 | $49.5M | 27.8% |
| High net worth individuals | 97 | $124M | 69.7% |
| Pension and profit sharing plans | 29 | $3.8M | 2.15% |
| Charitable organizations | 4 | $639K | 0.36% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Jon Friedman | President | CFP | Jun 1991 (35y) | 25% – 50% |
| Ross Friedman, Loretta, No Middle Name | Owner | Jan 2015 (12y) | 25% – 50% | |
| John Ralph Romano | Chief Investment Officer | Oct 2018 (8y) | 10% – 25% | |
| Steven James Brennan | Chief Compliance Officer/Chief Operating Officer | Nov 2021 (5y) | 10% – 25% | |
| Holly D Nahar | Registered representative | Jun 2022 (4y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/14/2025 | 950 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Pershing $179M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗