Sagebroadview Wealth Management, Llc
- Regulatory AUM
- $397M
- Discretionary
- $397M
- Clients
- 148
- Avg AUM / client
- $2.7M
- Accounts
- 595
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 47 | $17.5M | 4.41% |
| High net worth individuals | 101 | $378M | 95.1% |
| Corporations and other businesses | Fewer than 5 clients | $1.9M | 0.48% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lawrence James Annello | Director, President | CFP Personal Financial Specialist | Dec 2000 (26y) | ≈ 18.75% – 50% via Sagebroadview, Inc. |
| John David Principe | Partner | CFP | Jun 2010 (16y) | ≈ 18.75% – 50% via Sagebroadview, Inc. |
| Christopher James Annello | Partner | CFP | Jan 2012 (15y) | ≈ 18.75% – 50% via Sagebroadview, Inc. |
| Cupo, Sheri, Iannetta | Partner | Jan 2014 (13y) | Less than 5% | |
| Karina Isabel Sales Linehan | Registered representative | Mar 2020 (6y) | ||
| Daniel James Lester | Registered representative | CFP | Jul 2020 (6y) | |
| Jeffrey Lawrence Annello | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sagebroadview, Inc. | Managing Member | Jan 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lawrence James Annello: 25% – 50% of Sagebroadview, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- John David Principe: 25% – 50% of Sagebroadview, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Christopher James Annello: 25% – 50% of Sagebroadview, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $195M (49% of AUM) Jul 2026
- Truist Financial Corp $142M (36% of AUM) Jul 2026
- Altruist Financial $142M (36% of AUM) Jun 2026
- Pershing $118M (37% of AUM) Sep 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗