AUMdb

Sheehan Financial Advisors, Llc

State-registered Insurance-Affiliated CRD 126560 · Brightwaters, NY · WWW.SHEEHANCPA.COM
☆ Save with Pro ADV data as of Mar 21, 2026
Regulatory AUM
Discretionary
Clients
67
Avg AUM / client
Accounts
Employees
3

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 29
High net worth individuals 38
Pension and profit sharing plans Fewer than 5 clients

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Cynthia Diane Barry Registered representative Nov 2021 (5y)
Kevin George Schmutz Registered representative Nov 2021 (5y)
John Charles Defalco Registered representative Personal Financial Specialist Dec 2021 (5y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/21/2026 1.05 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Hourly charges
  • Fixed fees
  • Other fees
  • SOLICITOR FEES

Services

  • Financial planning services
  • Selection of other advisers

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2026.

View current Form ADV (SEC/IAPD) ↗