Summit Financial Consulting Llc
- Regulatory AUM
- $219M
- Discretionary
- $219M
- Clients
- 1,139
- Avg AUM / client
- $192K
- Accounts
- 1,985
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,040 | $145M | 66.1% |
| High net worth individuals | 93 | $73.7M | 33.7% |
| Corporations and other businesses | 6 | $445K | 0.2% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Louis Wink | Ceo, Cfo, Coo And Clo | Dec 2007 (19y) | 75% or more | |
| Kenneth Robert Wink | Chief Compliance Officer | Dec 2010 (16y) | Less than 5% | |
| James David Wink | Registered representative | Dec 2010 (16y) | ||
| Zachary Allen Bachner | Registered representative | CFP | Feb 2019 (8y) | |
| James Charles Baldwin | Registered representative | Oct 2021 (5y) | ||
| Daniel Adam Ladzinski | Registered representative | CFP | Jul 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $185M (100% of AUM) Apr 2026
- Adp, Llc $732K (1% of AUM) May 2022
- Vanguard $223K (0% of AUM) May 2022
- Fidelity $39.9K (0% of AUM) Oct 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 25, 2026.
View current Form ADV (SEC/IAPD) ↗