AUMdb
EC

Eagan Capital Management, Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 126599 · SEC file 801-68860 · Fayetteville, NY
☆ Save with Pro ADV data as of Mar 23, 2026
Regulatory AUM
$86.2M
Discretionary
$26.1M
Clients
222
Avg AUM / client
$388K
Accounts
375
Employees
2

AUM over time

$35.0M $86.2M
Mar 5, 2012 Mar 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 174 $36.4M 42.2%
High net worth individuals 48 $49.9M 57.8%

People (1)

NameRole / titleCredentialsWith firm sinceOwnership
Eagan, Edward, Walker Managing Member, Chief Compliance Officer Mar 2001 (25y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/23/2026 1.17 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory as of Aug 16, 2024

Allegations: ECM VIOLATED THE CUSTODY RULE IN TWO RESPECTS: MEMBERSHIP INTERESTS AND FUNDS AND SECURITIES. Status: Final Sanction Detail: ECM PAID A CIVIL MONEY PENALTY IN THE AMOUNT OF $50,000 ON 12/6/2023. Summary: IN ADDITION TO THE SANCTIONS MENTIONED IN ITEM #12, THE SEC ORDERED ECM TO HIRE AN INDEPENDENT COMPLIANCE CONSULTANT TO CONDUCT A COMPREHENSIVE REVIEW AND ASSIST THE RESPONDENT IN DEVELOPING AND IMPLEMENTING WRITTEN COMPLIANCE POLICIES AND PROCEDURES REASONABLY DESIGNED TO PROMOTE RESPONDENT'S COMPLIANCE WITH THE ADVISERS ACT WITH RESPECT TO THE CUSTODY OF CLIENT FUNDS AND SECURITIES. FUNDS AND SECURITIES. C. RESPOND

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Other fees
  • REFERRAL FEES- WHEN ACTING AS A SOLICITOR

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Selection of other advisers

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.

View current Form ADV (SEC/IAPD) ↗