Ables, Iannone, Moore & Associates, Inc.
- Regulatory AUM
- $259M
- Discretionary
- $248M
- Clients
- 409
- Avg AUM / client
- $633K
- Accounts
- 992
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 312 | $62.7M | 24.2% |
| High net worth individuals | 83 | $188M | 72.7% |
| Pension and profit sharing plans | 4 | $897K | 0.35% |
| Charitable organizations | 2 | $3.0M | 1.16% |
| Corporations and other businesses | 8 | $4.0M | 1.54% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Anthony Iannone | President / Ceo & Chief Compliance Officer | Sep 2005 (21y) | 75% or more | |
| David P Haverstick | Vice President | Nov 2016 (10y) | Less than 5% | |
| Conlin Xavier Muller | Registered representative | Dec 2024 (2y) | ||
| Emma M. Wyman | Registered representative | Dec 2024 (2y) | ||
| Maria Justice | Registered representative | Feb 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/15/2026 | 898 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $259M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 15, 2026.
View current Form ADV (SEC/IAPD) ↗