AUMdb

Foundation Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 127134 · SEC file 801-62187 · Clayton, MO · WWW.FWMRIA.COM
☆ Save with Pro ADV data as of Apr 20, 2026
Regulatory AUM
$661M
Discretionary
$579M
Clients
359
Avg AUM / client
$1.8M
Accounts
1,778
Employees
6

AUM over time

$150M $661M
Mar 20, 2012 Apr 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 20, 2026

Investments (13F portfolio — 44 positions, $148,022,800)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Ishares Tr S&P 500 VAL ETF $38,463,690 182,167 26.0% 5.82%
2 Ishares Tr S&P 500 GRWT ETF $38,248,709 338,159 25.8% 5.79%
3 Ishares Tr S&P MC 400VL ETF $7,079,490 53,429 4.78% 1.07%
4 Ishares Tr RUS 2000 VAL ETF $7,009,638 36,972 4.74% 1.06%
5 Ishares Tr RUS 2000 GRW ETF $5,681,308 18,106 3.84% 0.86%
6 Ishares Tr EAFE VALUE ETF $3,922,205 52,753 2.65% 0.59%
7 Ishares Bitcoin Trust Etf SHS BEN INT $3,731,190 97,118 2.52% 0.56%
8 Ishares Tr IBONDS DEC2026 $3,702,107 152,729 2.5% 0.56%
9 Apple Inc COM $3,504,954 13,810 2.37% 0.53%
10 Ishares Tr MSCI EMG MKT ETF $3,400,810 59,883 2.3% 0.51%
11 Ishares Tr IBONDS 27 ETF $3,315,060 136,758 2.24% 0.5%
12 Berkshire Hathaway Inc Del CL B NEW $2,945,996 6,148 1.99% 0.45%
13 Ishares Tr EAFE SML CP ETF $2,831,863 36,115 1.91% 0.43%
14 Ishares Tr EAFE GRWTH ETF $2,568,815 23,063 1.74% 0.39%
15 Ishares Tr S&P MC 400GR ETF $2,466,986 24,515 1.67% 0.37%
16 Ishares Tr IBDS DEC28 ETF $1,930,161 76,201 1.3% 0.29%
17 Ishares Tr U.S. ENERGY ETF $1,782,392 27,516 1.2% 0.27%
18 Alphabet Inc CAP STK CL A $1,634,906 5,686 1.1% 0.25%
19 Ishares Tr U.S. REAL ES ETF $1,510,914 15,980 1.02% 0.23%
20 Ishares Tr GLOBAL REIT ETF $1,213,492 48,253 0.82% 0.18%
21 Microsoft Corp COM $1,048,460 2,833 0.71% 0.16%
22 Aon Plc SHS CL A $855,591 2,651 0.58% 0.13%
23 Grayscale Bitcoin Mini Tr Et SHS NEW $791,697 26,397 0.53% 0.12%
24 Ishares Tr IBONDS DEC 2030 $759,786 34,706 0.51% 0.12%
25 Alphabet Inc CAP STK CL C $729,735 2,544 0.49% 0.11%

Top 25 of 44 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 157 $41.5M 6.28%
High net worth individuals 194 $546M 82.6%
Pension and profit sharing plans 3 $4.9M 0.74%
State or municipal government entities 5 $68.8M 10.4%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Pamela Ann Hardin Owner CFP May 2003 (23y) 75% or more
Hardin, Matthew, Stephen Chief Compliance Officer Jan 2007 (20y) Less than 5%
Daniel Joseph Ladd Chief Investment Officer CFP Feb 2016 (11y) Less than 5%
Hannah Rae Leone Chief Operating Officer CFP Sep 2016 (10y) Less than 5%
Patrick Russell Mclaughlin Registered representative CFP Aug 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/20/2026 962 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.

View current Form ADV (SEC/IAPD) ↗