Rocky Mountain Private Wealth Management, L.L.C.
- Regulatory AUM
- $23.5M
- Discretionary
- $23.5M
- Clients
- 2
- Avg AUM / client
- $11.8M
- Accounts
- 5
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 23 positions, $136)
13F period Sep 30, 2016| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Comcast Corp Com Cl A | CL A | $55 | 840 | 40.4% | 0.0% |
| 2 | Texas Instruments Inc Com | COM | $14 | 201 | 10.3% | 0.0% |
| 3 | Arlington Asset Inv Corp Class A Com | CL A NEW | $7 | 510 | 5.15% | 0.0% |
| 4 | Hewlett Packard Enterprise Co Com | COM | $7 | 331 | 5.15% | 0.0% |
| 5 | Oracle Corp Com | COM | $7 | 200 | 5.15% | 0.0% |
| 6 | Altria Group Inc Com | COM | $6 | 100 | 4.41% | 0.0% |
| 7 | Du Pont E I De Nemours & Co Com | COM | $6 | 100 | 4.41% | 0.0% |
| 8 | Microchip Technology Inc Com | COM | $6 | 100 | 4.41% | 0.0% |
| 9 | Hp Inc Com | COM | $5 | 331 | 3.68% | 0.0% |
| 10 | Zoetis Inc Com | CL A | $5 | 100 | 3.68% | 0.0% |
| 11 | At&T Inc Com | COM | $4 | 113 | 2.94% | 0.0% |
| 12 | Chevron Corp Com | COM | $3 | 35 | 2.21% | 0.0% |
| 13 | Gibraltar Steel Corp Com | COM | $3 | 100 | 2.21% | 0.0% |
| 14 | Pfizer Inc Com | COM | $3 | 100 | 2.21% | 0.0% |
| 15 | General Electric Co Com | COM | $2 | 100 | 1.47% | 0.0% |
| 16 | Energy Transfer Partners Lp Com | UNIT LTD PARTN | $1 | 43 | 0.74% | 0.0% |
| 17 | Pitney Bowes Inc Com | COM | $1 | 100 | 0.74% | 0.0% |
| 18 | Verint Systems Inc Com | COM | $1 | 38 | 0.74% | 0.0% |
| 19 | Avon Products Inc Com | COM | $0 | 100 | 0.0% | 0.0% |
| 20 | Chemours Co Llc Com | COM | $0 | 20 | 0.0% | 0.0% |
| 21 | Discover Communications Inc Com Ser C | COM SER C | $0 | 30 | 0.0% | 0.0% |
| 22 | Innovative Solutions Com | COM | $0 | 150 | 0.0% | 0.0% |
| 23 | Sterling Contruction Co Com | COM | $0 | 100 | 0.0% | 0.0% |
Top 25 of 23 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $23.5M | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $47.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Rm Domestic Partners Ii, L.P. | Hedge Fund | Delaware | $21.0M | 3 |
| Rm Domestic Partners, L.P. | Hedge Fund | Texas | $14.4M | 49 |
| Rm Domestic Partners Iii, L.P. | Hedge Fund | Texas | $11.8M | 45 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gallegos, Gabriel, Steven | President/Secretary | Apr 2003 (23y) | 50% – 75% | |
| Gallegos, Taylor, Leigh | Vice President/Controller/Chief Compliance Officer | Oct 2008 (18y) | 50% – 75% | |
| Mark Joseph Deangelis | Registered representative | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $47.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Rm Domestic Partners Ii, L.P. | Hedge Fund | $21.0M | $500K | 3 |
| Rm Domestic Partners, L.P. | Hedge Fund | $14.4M | $500K | 49 |
| Rm Domestic Partners Iii, L.P. | Hedge Fund | $11.8M | $500K | 45 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Fifth Third Bank $16.0M (26% of AUM) May 2023
- Charles Schwab & Co. $8.7M (9% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗