Sladek & Witek, Llp
State-registered
Wealth Manager · Boutique (under $100M)
CRD 127247
· Trumbull, CT
· WWW.SLADEKWITEK.COM
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ADV data as of Apr 15, 2025
- Regulatory AUM
- $78.0M
- Discretionary
- $78.0M
- Clients
- 155
- Avg AUM / client
- $503K
- Accounts
- 249
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 155 | $78.0M | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Norbert Sladek | Registered representative | Nov 2000 (26y) | ||
| John Steven Witek | Registered representative | Jan 2002 (25y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/15/2025 | 991 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • REFERRAL FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2025.
View current Form ADV (SEC/IAPD) ↗