AUMdb

Penbrook Management Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 127269 · SEC file 801-63460 · New York, NY · www.penbrookllc.com
☆ Save with Pro ADV data as of May 28, 2026
Regulatory AUM
$175M
Discretionary
$175M
Clients
81
Avg AUM / client
$2.2M
Accounts
168
Employees
4

AUM over time

$119M $182M
Mar 30, 2012 May 28, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 28, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 37 $9.0M 5.13%
High net worth individuals 37 $139M 79.0%
Pooled investment vehicles (non-investment companies) 1 $9.3M 5.28%
Pension and profit sharing plans 1 $4.1M 2.36%
Charitable organizations 3 $9.6M 5.49%
Corporations and other businesses 2 $4.8M 2.74%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Feb 2024 · $8.0M combined gross assets

FundTypeDomicileGross assetsOwners
Ankap Partners, L.P. Hedge Fund Delaware $8.0M 14

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Barbara Ann Dicostanzo Managing Member, Chief Compliance Officer CFP Apr 2003 (23y) 25% – 50%
Robert Stephen Anderson Managing Member CFA Apr 2003 (23y) 50% – 75%
Barbara Hill Chacour Registered representative CFA Aug 2021 (5y)
Christopher Dicostanzo Registered representative Jan 2022 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $8.0M gross assets)

FundTypeGross assetsMin. investmentOwners
Ankap Partners, L.P. Hedge Fund $8.0M $250K 14

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/28/2026 1.38 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2026.

View current Form ADV (SEC/IAPD) ↗