AUMdb

Prudent Investors Network, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 127284 · SEC file 801-79432 · Lake Forest, CA · twitter.com
☆ Save with Pro ADV data as of Apr 30, 2026
Regulatory AUM
$516M
Discretionary
$516M
Clients
670
Avg AUM / client
$770K
Accounts
670
Employees
8

AUM over time

$75.7M $516M
Jan 18, 2012 Apr 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 514 $173M 33.5%
High net worth individuals 156 $343M 66.5%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jared Cheung Yi Ong Principal Jan 2012 (15y) Less than 5%
Jeremy Le Van Lau Chief Executive Officer Jun 2017 (9y) 75% or more
Williamson, Elisa, Marie Chief Compliance Officer Dec 2018 (8y) Less than 5%
Ong, Ted, Hop Principal Jan 2021 (6y) Less than 5%
Anna Yen Kim Registered representative CFP CFA Jul 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/30/2026 898 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.

View current Form ADV (SEC/IAPD) ↗