Tanglewood Legacy Advisors, Llc
- Regulatory AUM
- $809M
- Discretionary
- $780M
- Clients
- 172
- Avg AUM / client
- $4.7M
- Accounts
- 563
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 41 | $10.1M | 1.25% |
| High net worth individuals | 121 | $730M | 90.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $29.5M | 3.64% |
| Charitable organizations | Fewer than 5 clients | $11.1M | 1.37% |
| Corporations and other businesses | 10 | $28.1M | 3.47% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Modern Method Gunite, Inc. 401(k) Profit Sharing Plan Modern Method Gunite, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Todd Gardener | Chief Compliance Officer / Chairman | CFP | May 2003 (23y) | 10% – 25% |
| Kevin Bruce Roth | Chief Executive Officer | CFP | Apr 2018 (8y) | 75% or more |
| David Christopher Stuyck | Registered representative | Jul 2015 (11y) | ||
| Erandathi M Shaw | Registered representative | CFP | Nov 2016 (10y) | |
| Francisco Abelardo Salaverry | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Modern Method Gunite, Inc. 401(k) Profit Sharing Plan | Modern Method Gunite, Inc. | 190 | $21.9M | 04/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- LPL Financial $665M (82% of AUM) Mar 2026
- Charles Schwab & Co. $114M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗