Allegiance Financial Advisors, Inc.
- Regulatory AUM
- $182M
- Discretionary
- $0
- Clients
- 338
- Avg AUM / client
- $538K
- Accounts
- 480
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Feb 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 239 | $57.4M | 31.5% |
| High net worth individuals | 97 | $116M | 63.7% |
| Pension and profit sharing plans | 1 | $8.6M | 4.74% |
| Corporations and other businesses | 1 | $78.8K | 0.04% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alfred Charles Dellaporta | President | Jun 1999 (27y) | 75% or more | |
| Tammara Ann Toton | Chief Compliance Officer | Jun 2007 (19y) | Less than 5% | |
| Joseph James Maltese | Vice President | CFP | Jan 2008 (19y) | 5% – 10% |
| Christopher Samuel Oshea | Registered representative | Chartered Financial Consultant | Nov 2004 (22y) | |
| Brenda Anne Barrett | Registered representative | Jan 2008 (19y) | ||
| Michael G Della Porta | Registered representative | Mar 2017 (9y) | ||
| Erik Baker Brooks | Registered representative | Mar 2022 (4y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/10/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $182M (100% of AUM) Feb 2026
- National Financial Services (Fidelity) $117M (100% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.
View current Form ADV (SEC/IAPD) ↗