Toomey Investment Management, Inc
- Regulatory AUM
- $321M
- Discretionary
- $315M
- Clients
- 1,302
- Avg AUM / client
- $247K
- Accounts
- 871
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jan 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,215 | $170M | 52.9% |
| High net worth individuals | 76 | $139M | 43.4% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 6 | $8.8M | 2.75% |
| Charitable organizations | 3 | $1.4M | 0.45% |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 2 | $1.6M | 0.49% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Austin Patrick Toomey | Vice President | Dec 2009 (17y) | Less than 5% | |
| Brendan Richard Toomey | President | CFP | Dec 2009 (17y) | 75% or more |
| Daniel Paul Perreault | Registered representative | Feb 2019 (8y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/27/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Institutional Brokerage Group $161M (50% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 27, 2026.
View current Form ADV (SEC/IAPD) ↗